# Charles Schwab

> Charles Schwab is a VC fund backing Financial Services and Software. See 23 investments, check sizes, portfolio and contact details. Updated Aug 2026.

- Type: VC Fund
- Location: San Francisco, United States
- Total investments: 23
- Last investment: Jul 2026
- Lead investor: 22%
- Last updated: Aug 2026
- LinkedIn: http://www.linkedin.com/company/charles-schwab
- X (Twitter): http://twitter.com/CharlesSchwab
- Website: http://schwab.com
- Facebook: http://www.facebook.com/charlesschwab

Charles Schwab is a financial services company that provides a full range of securities, brokerage, banking, money management, financial advisory, investor, and retirement plan services. It operates in four main divisions; investing, wealth management, banking, and trading. Charles Schwab provides a full-service brokerage platform that servesindividual investors who invest on their own or through a workplace-sponsored retirement or equity plan, as well as banking through Schwab Bank.The firm was founded in 1973 and is headquartered in San Francisco, California.

## Contacts

5 contacts available for Charles Schwab. Shizune tracks 11 team members at Charles Schwab. Sign up free to unlock them: https://app.shizune.co/sign-up/investor-profiles/find-team-emails/charles-schwab?utm_source=investor_profile

## Investment focus

### Industry

| Industry | Investments | Share |
| --- | --- | --- |
| Financial Services | 4 | 17% |
| Software | 3 | 13% |
| Audio | 2 | 9% |
| Analytics | 2 | 9% |
| Non Profit | 2 | 9% |

36 industries tracked in total.

### Stage

| Stage | Investments | Share |
| --- | --- | --- |
| Funding Round | 4 | 17% |
| Series A | 3 | 13% |
| Series B | 3 | 13% |
| Series D | 2 | 9% |
| Grant | 1 | 4% |

9 stages tracked in total.

### Country

| Country | Investments | Share |
| --- | --- | --- |
| United States | 14 | 61% |
| Canada | 1 | 4% |

## Team

| Name | Title | Investments | Profile |
| --- | --- | --- | --- |
| Bernie Clark | Managing Director, Head of Advisor Services | 2 | https://shizune.co/investors/profile/bernie-clark-7376 |
| James D. McCool | Executive Vice President, Client Solutions | 0 | https://shizune.co/investors/profile/james-d-mccool |
| Nigel J. Murtagh | Executive Vice President, Corporate Risk | 0 | https://shizune.co/investors/profile/nigel-j-murtagh |
| Bernard J. Clark | Executive Vice President, Advisor Services | 0 | https://shizune.co/investors/profile/bernard-j-clark |
| Carrie Pomerantz | President, Charles Schwab Foundation; Senior Vice President | 3 | https://shizune.co/investors/profile/carrie-pomerantz |

## Investments

| Company | Description | Amount | Stage | Date | Website |
| --- | --- | --- | --- | --- | --- |
| Provable Markets | Provable Markets is a financial services company that offers market participants a secure, unified, and pragmatic access point for cash and synthetic equity finance trading. The company has developed an SEC registered Alternative Trading System (ATS) named Aurora. Provable Markets aims to create a paradigm shift in how financial markets operate,with a focus on transparency and solving some of the biggest challenges in the financial industry. The company has a community of passionate people working towards these goals. |  | Series B | Jul 29, 2026 |  |
| Wealth.com | Wealth.com provides an artificial intelligence-powered estate and tax planning platform designed for financial advisors, enabling them to deliver structured, ongoing wealth planning services to clients. The company’s software integrates estate planning, tax analysis, and financial data into a single system that supports the creation, management,and continuous optimization of wealth strategies. Its core platform allows advisors to generate legal estate planning documents such as wills, trusts, and powers of attorney, while also offering tools to visualize wealth transfer scenarios and model long-term outcomes. The system includes a client portal where individuals can upload documents, track assets, and collaborate with advisors and other professionals involved in their financial planning. | $65M | Series B | Apr 16, 2026 |  |
| Qapita | Qapita is a software-as-a-service platform that provides equity and transaction management services. Its equity management platform records capitalization table management, employee stock ownership plan (ESOP) management, and digital ESOP issuance to help equity stakeholders digitally manage their holdings across South and Southeast Asia. | $26.5M | Series B | Aug 28, 2025 |  |
| Alix | Alix is powering wealth across generations. Over the next 2 decades $84 trillion of wealth will be transferred within families. Alix is the platform and service provider to make that transfer totally seamless so those families can focus on what’s most important, each other. | $20M | Series A | Jul 21, 2025 |  |
| Wealth.com | Wealth.com provides an artificial intelligence-powered estate and tax planning platform designed for financial advisors, enabling them to deliver structured, ongoing wealth planning services to clients. The company’s software integrates estate planning, tax analysis, and financial data into a single system that supports the creation, management,and continuous optimization of wealth strategies. Its core platform allows advisors to generate legal estate planning documents such as wills, trusts, and powers of attorney, while also offering tools to visualize wealth transfer scenarios and model long-term outcomes. The system includes a client portal where individuals can upload documents, track assets, and collaborate with advisors and other professionals involved in their financial planning. |  | Corporate Round | Apr 16, 2025 |  |
| Texas Stock Exchange | The Texas Stock Exchange focuses on helping US and global enterprises to have access to US equity capital markets, as well as providing a forum for trading and listing public corporations and the expanding universe of exchange-traded products. | $41M | Private Equity | Feb 03, 2025 |  |
| Atllas | Atllas is a tech-based real estate organization that leverages software tools to offer brokerage services. |  | Venture - Series Unknown | Jul 11, 2024 |  |
| Dynasty Financial Partners | Dynasty Financial Partners is an integrated platform service provider that makes it possible for you to build the business you’ve always envisioned. A business that reflects your passions and beliefs, and gives you the freedom to pursue your goals and those of your clients the best way you know how. They help top advisors, whether they are alreadyindependent or those leaving the wirehouses, to build their businesses the same way they built ours: from the ground up, taking the long view, not short cuts. Then, they provide every possible measure of support.At Dynasty, independence is more than just a transition. It’s a transformation, an opportunity to truly own what you’ve created, a legacy that you can pass on. Being independent and owning your own business is not for everyone. But with their resources and expertise behind you, there’s no better way to define success on your own terms. |  |  | Dec 16, 2022 |  |
| Dynasty Financial Partners | Dynasty Financial Partners is an integrated platform service provider that makes it possible for you to build the business you’ve always envisioned. A business that reflects your passions and beliefs, and gives you the freedom to pursue your goals and those of your clients the best way you know how. They help top advisors, whether they are alreadyindependent or those leaving the wirehouses, to build their businesses the same way they built ours: from the ground up, taking the long view, not short cuts. Then, they provide every possible measure of support.At Dynasty, independence is more than just a transition. It’s a transformation, an opportunity to truly own what you’ve created, a legacy that you can pass on. Being independent and owning your own business is not for everyone. But with their resources and expertise behind you, there’s no better way to define success on your own terms. |  | Private Equity | Dec 16, 2022 |  |
| SmartPlant Editor | martPlant Editor is a plant breeding service, an innovative plant science company driven by value chain needs. | $1.4M | Seed | Nov 24, 2022 |  |

10 of 23 investments shown.

## Co-investors
- [ABRY Partners](https://shizune.co/investors/profile/abry-partners) — VC Fund, 2 deals together
- [Glynn Capital Management](https://shizune.co/investors/profile/glynn-capital-management) — VC Fund, 2 deals together
- [DFO Management](https://shizune.co/investors/profile/msd-capital) — VC Fund, 2 deals together
- [Abbey National](https://shizune.co/investors/profile/abbey-national) — VC Fund, 1 deal together
- [Acrew Capital](https://shizune.co/investors/profile/acrew-capital) — VC Fund, 1 deal together
- [Alloy Ventures](https://shizune.co/investors/profile/alloy-ventures) — VC Fund, 1 deal together

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- [HTGF (High-Tech Gruenderfonds)](https://shizune.co/investors/profile/high-tech-gr%C3%BCnderfonds) — VC Fund

## FAQ

### What does Charles Schwab invest in?

Charles Schwab invests primarily in Financial Services, Software and Audio startups, most often at Funding Round and Series A stage. Most of the 23 investments tracked by Shizune back companies in United States. The Investment Focus section breaks down every industry, stage and country in the portfolio.

### How do I contact Charles Schwab?

Public channels for Charles Schwab include LinkedIn, X (Twitter) and the website linked on this profile. For a verified work email and phone number, create a free Shizune account — contact data is searched across 20+ sources and validated before delivery, so your outreach lands in the right inbox.

### Who are the partners at Charles Schwab?

The team at Charles Schwab includes Bernie Clark (Managing Director, Head of Advisor Services), James D. McCool (Executive Vice President, Client Solutions) and Nigel J. Murtagh (Executive Vice President, Corporate Risk), among 11 team members tracked by Shizune. The Team section lists each member with their title, investment count and links.

### Is Shizune's investor data accurate?

Yes — every stat on this profile is calculated from confirmed public funding rounds monitored across hundreds of sources since 2020. This profile was last refreshed in Aug 2026 and is updated monthly. Spotted something off? Use the “Suggest an edit” link near the top of the page.

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