Broadridge
VC Fund
New York, United States
Broadridge is a VC fund in New York focused on FinTech and Financial Services. Broadridge Financial Solutions is the provider of investor communications and technology-driven solutions for wealth management, asset management, and capital markets firms. They help drive operational excellence to manage risk, accelerate growth and deliver real business value. Their combination of people, technology, and insights makes us anindustry leader and the preferred partner for financial institutions and corporate issuers worldwide. Because of their unique vantage point, working with institutions and regulators across the financial services landscape, the industry increasingly looks to Broadridge to identify key industry trends, best practices, and insights.
- Total investments:
- 16
- Last investment:
- Lead investor:
- 38%
Last updated:
For AI agents: llms.txt
Industries Broadridge invests in
Stages Broadridge invests in
Countries Broadridge invests in
Contacts
| Name | Phone | Socials | |
|---|---|---|---|
Stuart R. Levine
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Adam Amsterdam
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Bob Santangelo
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Christopher Perry
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Dan Cwenar
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Investment Focus
Industry
- FinTech 6 (38%)
- Financial Services 6 (38%)
- Software 5 (31%)
- SaaS 2 (13%)
- Finance 2 (13%)
Stage
- Corporate Round 5 (31%)
- Series C 4 (25%)
- Series A 2 (13%)
- Series B 2 (13%)
- Series D 1 (6%)
Country
- United States 9 (56%)
- Switzerland 1 (6%)
Team
| Name | Title | Investments | Links | |
|---|---|---|---|---|
|
Stuart R. Levine
Director, and Chairman of Governance and Nominating Committee
|
Director, and Chairman of Governance and Nominating Committee | Total investments: 0 | Find email | |
|
Adam Amsterdam
General Counsel
|
General Counsel | Total investments: 0 | Find email | |
|
Bob Santangelo
Sr. Vice President-Sales
|
Sr. Vice President-Sales | Total investments: 0 | Find email | |
|
Christopher Perry
President and Chief Revenue Officer
|
President and Chief Revenue Officer | Total investments: 1 | Find email | |
|
Dan Cwenar
President & Investor Communication Solutions Data and Analytics
|
President & Investor Communication Solutions Data and Analytics | Total investments: 2 | Find email | |
| See all 12 team members → | ||||
Investments
| Company | Description | Round | Links |
|---|---|---|---|
HQLAx
|
HQLAx is an innovative financial technology firm that leverages Distributed Ledger Technology (DLT) to bring game-changing efficiencies to the securities finance and repo industry. The company's core clients are banks and asset managers active in the global securities finance and repo markets, and its unique platform enables marketparticipants to execute frictionless, precise and real-time transfer of ownership of securities. HQLAx is regulated by the Commission de Surveillance du Secteur Financier as an authorized IT systems and communication networks operator of the financial sector, under the category of support professionals of the financial sector (“support PFS”). | Series C / Apr 21, 2026 | |
CENTRL
|
CENTRL is an enterprise-grade privacy management solution, and its Privacy360 is flexible and scalable for evolving global privacy management requirements, including compliance requirements for the GDPR, LGPD, CCPA, and future U.S. and international regulations. The CENTRL platform is flexible for companies of all sizes to get up and running withminimal configuration and implementation effort. CENTRL's solution has a full suite of modules for privacy compliance, as well as other initiatives - data subject access requests, assessments, and data mapping - while including complete third party and vendor risk management capabilities - complementing an enterprise's privacy management needs. For more information, please visit www.oncentrl.com. | Corporate Round / Apr 20, 2026 | |
UPTIQ
|
Uptiq is a technology company that provides an AI-driven platform designed to support financial services firms with real-time analytics, risk assessment, and decision-making workflows. The company’s platform uses machine learning to process and interpret large volumes of financial data, identify trends, and generate actionable insights that helpteams evaluate credit risk, detect anomalies, and inform portfolio strategies. Its tools support integration with existing data systems and workflows, enabling users to automate data ingestion, modeling, and reporting across lending, investment, and compliance functions.Uptiq also offers customizable dashboards and APIs that help financial analysts, risk officers, and product teams operationalize insights and align them with business objectives. The company works with banks, fintechs, and financial institutions to tailor AI models and analytic frameworks to specific use cases such as credit scoring, customer lifetime value prediction, and loss forecasting. Its platform emphasizes scalable data processing and transparent model outputs to support informed decision-making in financial operations. | $25M / Series B / Feb 12, 2026 | |
DeepSee.ai
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DeepSee.ai is an AI-powered Knowledge Process Automation company. | Corporate Round / Jan 08, 2026 | |
Wealthfeed
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WealthFeed's platform empowers Financial Advisors to grow their book of business and increase client retention utilizing AI and big data. | Corporate Round / Sep 25, 2025 | |
|
UPTIQ
|
Uptiq is a technology company that provides an AI-driven platform designed to support financial services firms with real-time analytics, risk assessment, and decision-making workflows. The company’s platform uses machine learning to process and interpret large volumes of financial data, identify trends, and generate actionable insights that helpteams evaluate credit risk, detect anomalies, and inform portfolio strategies. Its tools support integration with existing data systems and workflows, enabling users to automate data ingestion, modeling, and reporting across lending, investment, and compliance functions.Uptiq also offers customizable dashboards and APIs that help financial analysts, risk officers, and product teams operationalize insights and align them with business objectives. The company works with banks, fintechs, and financial institutions to tailor AI models and analytic frameworks to specific use cases such as credit scoring, customer lifetime value prediction, and loss forecasting. Its platform emphasizes scalable data processing and transparent model outputs to support informed decision-making in financial operations. | Corporate Round / Aug 06, 2025 | |
FLX Networks
|
FLX Networks revolutionizes engagement for asset and wealth management firms and financial advisors. FLX community members access thought leadership, investment ideas, business resources, and industry connectivity in one centralized destination, delivering productivity, savings, and growth. | $10M / Series A / Nov 03, 2022 | |
LiquidX
|
LiquidX Inc. is the largest electronic marketplace for the exchange of Trade Finance assets. Through its leading technology platform and a diverse and flexible pool of capital, our transaction-based marketplace provides a transparent platform for tapping the capital markets to deliver best price execution for Trade Finance assets. The marketplaceis open to all participants including large corporations, banks, asset managers, hedge funds, insurers and family offices to trade risk and to invest in the Trade Finance asset class. Our seller base is diverse and deep with credits from the largest global companies, and our buyer base ranges from the largest global banks to community banks, hedge funds, and global asset managers. | Corporate Round / Jun 08, 2022 | |
TIFIN
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TIFIN is a platform that conceives, creates, and operates fintech companies in the areas of wealth management, investments, and personal finance. Our operating companies are shaping the future of investor experience with intelligent products that recognize the uniqueness of each investor. We leverage the combined power of investment intelligence,data science, and technology to make investing a more powerful driver of financial wellbeing. | $109M / Series D / May 12, 2022 | |
|
TIFIN
|
TIFIN is a platform that conceives, creates, and operates fintech companies in the areas of wealth management, investments, and personal finance. Our operating companies are shaping the future of investor experience with intelligent products that recognize the uniqueness of each investor. We leverage the combined power of investment intelligence,data science, and technology to make investing a more powerful driver of financial wellbeing. | $47M / Series C / Oct 28, 2021 | |
| See all 16 investments → | |||
Co-Investors
J.P. Morgan Asset Management
4 deals together
Citi
3 deals together
Morningstar
3 deals together
Accenture
2 deals together
ASX Limited
2 deals together
Deutsche Borse
2 deals together
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FAQ
What does Broadridge invest in?
Broadridge invests primarily in FinTech, Financial Services and Software startups, most often at Corporate Round and Series C stage. Most of the 16 investments tracked by Shizune back companies in United States. The Investment Focus section breaks down every industry, stage and country in the portfolio.
How do I contact Broadridge?
Public channels for Broadridge include LinkedIn, X (Twitter) and the website linked on this profile. For a verified work email and phone number, create a free Shizune account — contact data is searched across 20+ sources and validated before delivery, so your outreach lands in the right inbox.
Who are the partners at Broadridge?
The team at Broadridge includes Stuart R. Levine (Director, and Chairman of Governance and Nominating Committee), Adam Amsterdam (General Counsel) and Bob Santangelo (Sr. Vice President-Sales), among 12 team members tracked by Shizune. The Team section lists each member with their title, investment count and links.
Is Shizune's investor data accurate?
Yes — every stat on this profile is calculated from confirmed public funding rounds monitored across hundreds of sources since 2020. This profile was last refreshed in Aug 2026 and is updated monthly. Spotted something off? Use the “Suggest an edit” link near the top of the page.
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